UBS GROUP AG

CUSIP: BRJL176 Class: COMMON STOCK

Capital International Investors's Holding History (CIK: 0001562230)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,803,314 Value ($000) $38,066 Avg Close — Range —
Q2 2016
Shares 1,343,666 Value ($000) $17,385 Avg Close — Range —
Q1 2016
Shares 1,343,666 Value ($000) $21,646 Avg Close — Range —
Q4 2015
Shares 1,343,666 Value ($000) $25,857 Avg Close — Range —
Q3 2015
Shares 1,343,666 Value ($000) $24,900 Avg Close — Range —
Q2 2015
Shares 1,343,666 Value ($000) $28,499 Avg Close — Range —
Q1 2015
Shares 1,343,666 Value ($000) $25,217 Avg Close — Range —